linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Brian Eugene Topping

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brian? Claim Your Profile

About Brian Eugene Topping

Brian Topping is a financial professional with over 15 years of experience in the industry. Brian currently works for Northwestern Mutual Investment Services, LLC, where he has been registered as a Registered Representative since April 2013. Brian is licensed in 51 states and the District of Columbia and has a strong track record of providing clients with personalized financial advice. Prior to joining Northwestern Mutual Investment Services, LLC, Brian worked for FIRST INVESTORS CORPORATION. Brian has a broad range of experience in the financial services industry, including providing investment advice, financial planning, and retirement planning services.

Firm Information

Brian Topping is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brian Topping’s Registration & Firm History

NY

04/04/2013 - Present

Northwestern Mutual Investment Services, LLC (Albany NY)

NY

11/28/2005 - 06/07/2006

FIRST INVESTORS CORPORATION (ALBANY NY)

Not sure if Brian Eugene Topping is right for you?

Licenses & Designations

IA

Issued 04/03/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/11/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/24/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/31/2011

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/2008

Series 7 - General Securities Representative Examination

BC

Issued 11/27/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Eugene Topping.
Not sure if Brian Eugene Topping is right for you?