Unclaimed
Brian Eugene Rogers is a financial professional with over 30 years of experience in the industry. Brian is currently registered with GWN Securities Inc. and has been with the firm since January 2020. Brian has a broad range of experience in the industry with previous roles at Nationwide Securities, LLC, Polaris Financial Services, Inc., MML Investors Services, Inc., and MONY Securities Corp. Brian's expertise covers a range of financial services, including portfolio management for individuals, market timing services, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
CT
01/13/2020 - Present
GWN Securities Inc. (STAMFORD CT)
CT
03/18/1998 - 12/31/2019
NATIONWIDE SECURITIES, LLC (STAMFORD CT)
NH
03/28/1994 - 03/05/1998
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
MA
02/18/1993 - 11/18/1993
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
08/03/1987 - 02/24/1993
MONY SECURITIES CORP. (NEW YORK NY)
BC
Issued 03/21/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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