Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Essex is an active broker and investment advisor representative with over 15 years of experience in the financial industry. Brian is currently registered with J.p. Morgan Securities LLC, based in New York, NY. Prior to this, Brian has held positions with prominent firms including Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC, SG Cowen & Co., LLC, and Fleet Securities, Inc. Brian holds several professional licenses including Series 7, Series 86, Series 87, and Series 63. Brian has a broad range of experience, having served clients of various types such as individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans. Brian specializes in financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
12/01/2022 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
08/16/2019 - 11/22/2022
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
01/23/2014 - 07/23/2019
MORGAN STANLEY & CO. LLC (NEW YORK NY)
MA
07/19/2004 - 03/27/2008
MORGAN STANLEY & CO., INCORPORATED (BOSTON MA)
NY
06/21/2004 - 07/28/2004
SG COWEN & CO., LLC (NEW YORK NY)
TX
08/24/2001 - 03/31/2004
FLEET SECURITIES, INC. (DALLAS TX)
BC
Issued 02/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/10/2014
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/23/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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