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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Ernest Chapman is a financial advisor with over 30 years of experience in the industry. Brian Chapman is currently registered with Cambridge Investment Research Advisors, Inc. and Cambridge Investment Research, Inc. in North Carolina and Texas. Brian Chapman has previously worked for several other firms including Lincoln Financial Securities Corporation, Cetera Advisor Networks LLC, Capital Guardian, LLC and Woodbury Financial Services, Inc. Brian Chapman has a wide range of experience in providing financial advice and services to individuals, businesses and institutions. Brian Chapman has a deep understanding of the financial markets and is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NC
03/06/2023 - Present
Cambridge Investment Research Advisors, Inc. (Charlotte NC)
NC
01/07/2014 - 03/01/2023
LINCOLN FINANCIAL SECURITIES CORPORATION (CHARLOTTE NC)
NC
10/04/2013 - 01/09/2014
CETERA ADVISOR NETWORKS LLC (CHARLOTTE NC)
NC
06/14/2012 - 09/27/2013
CAPITAL GUARDIAN, LLC (CHARLOTTE NC)
NC
02/28/2005 - 06/22/2012
WOODBURY FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NY
10/17/1995 - 03/03/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
09/25/1991 - 10/13/1995
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 06/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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