Unclaimed
Brian Erik Nicklas is a financial professional registered with T. Rowe Price Investment Services, Inc. and has been in the industry since September 16, 2008. Brian is licensed to provide securities related services in 53 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands. Brian has a diverse set of licenses including the Series 6, 7, 24 and 63 exams. Brian holds a SIE designation as well.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
09/16/2008 - Present
T. Rowe Price Investment Services, Inc. (COLORADO SPRINGS CO)
BC
Issued 01/30/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/15/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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