Unclaimed
Brian Grubbs is a financial advisor at Samco Capital Markets, Inc., based in Plano, Texas. Brian has been in the financial services industry since 2002. Brian holds the Series 7, 63 and SIE securities licenses. Brian is registered with FINRA and holds a registration in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/15/2015 - Present
Samco Capital Markets, Inc. (Plano TX)
TX
01/23/2002 - 02/13/2015
SOUTHWEST SECURITIES, INC. (DALLAS TX)
BC
Issued 02/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/22/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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