Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian English is a financial advisor with over 20 years of experience in the industry. Brian is currently registered with UBS Financial Services Inc. in New Jersey and Texas. Prior to joining UBS, Brian was a financial advisor with MORGAN STANLEY. Brian holds several industry licenses, including Series 7, 9, 10, 24, 63 and 65. Brian focuses on providing financial advice and portfolio management services to individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
12/15/2017 - Present
UBS Financial Services Inc. (RED BANK NJ)
NJ
08/14/2017 - 12/15/2017
MORGAN STANLEY (RED BANK NJ)
NJ
06/15/2007 - 08/11/2017
UBS FINANCIAL SERVICES INC. (RED BANK NJ)
NJ
12/19/2006 - 05/25/2007
MORGAN STANLEY DISTRIBUTION, INC. (JERSEY CITY NJ)
NY
02/14/2003 - 01/31/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
06/30/2001 - 08/13/2001
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
12/14/2000 - 06/30/2001
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
IA
Issued 02/21/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/14/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/22/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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