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Brian Elliott Sweat

Fidelity Brokerage Services LLC

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About Brian Elliott Sweat

Brian Sweat is a financial advisor with Fidelity Brokerage Services LLC. Brian is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63 and SIE licenses. Brian has been in the financial services industry since February 16, 2021. Brian is registered to provide securities-related services in all 50 states and the District of Columbia. Brian provides financial planning, investment management, and retirement planning services to individuals and families.

Firm Information

Brian Sweat is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Sweat’s Registration & Firm History

FL

02/17/2021 - Present

Fidelity Brokerage Services LLC (JACKSONVILLE FL)

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Licenses & Designations

BC

Issued 03/02/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/17/2021

Series 7TO - General Securities Representative Examination

BC

Issued 01/07/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brian Elliott Sweat.
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