Unclaimed
Brian Sweat is a financial advisor with Fidelity Brokerage Services LLC. Brian is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63 and SIE licenses. Brian has been in the financial services industry since February 16, 2021. Brian is registered to provide securities-related services in all 50 states and the District of Columbia. Brian provides financial planning, investment management, and retirement planning services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/17/2021 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 03/02/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/07/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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