Unclaimed
Brian Elliott Rose is a financial advisor with T. Rowe Price Investment Services, Inc. Brian is a registered representative and has been in the industry since 1997. Brian holds Series 7, 24, 63, 99TO, and SIE licenses. Brian’s experience spans across numerous roles in the financial services industry, including advisory services. Brian’s focus is on helping investors achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
09/17/2019 - Present
T. Rowe Price Investment Services, Inc. (OWINGS MILLS MD)
MD
03/11/1997 - 10/24/2018
T. ROWE PRICE INVESTMENT SERVICES, INC. (Owings Mills MD)
VA
08/22/1996 - 10/08/1996
DMG SECURITIES, INC. (GREAT FALLS VA)
BC
Issued 08/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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