Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Elliot Peck is a financial advisor with Ameriprise Financial Services, LLC. Brian has been in the financial services industry since 1999. Brian holds the Series 7 and Series 63 licenses and the SIE exam certification. Brian has been registered with the Financial Industry Regulatory Authority (FINRA) since 1999. Brian has previous experience with Royal Alliance Associates, Inc., Vanderbilt Securities, LLC, Summit Equities, Inc., Morgan Stanley DW Inc., and Prime Capital Services, Inc. Brian specializes in providing financial planning services, portfolio management for individuals and businesses, and asset allocation services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
12/01/2021 - Present
Ameriprise Financial Services, LLC (Staten Island NY)
NY
03/12/2014 - 12/21/2019
ROYAL ALLIANCE ASSOCIATES, INC. (BROOKLYN NY)
NY
05/09/2011 - 10/07/2013
VANDERBILT SECURITIES, LLC (BROOKLYN NY)
NJ
07/26/2004 - 03/06/2009
SUMMIT EQUITIES, INC. (PARSIPPANY NJ)
NY
01/08/2001 - 08/03/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/01/1999 - 01/09/2001
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
AZ
02/09/1999 - 05/25/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BC
Issued 05/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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