Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Lee Moffett is an investment advisor representative with Truist Advisory Services, Inc. Brian has been in the financial services industry since April 10, 2000, and is registered to provide investment advice in 35 states. Brian also has a background with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Oppenheimer & Co. Inc. Brian is licensed to provide both broker-dealer and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
09/21/2016 - Present
Truist Advisory Services, Inc. (FAIRFAX VA)
DC
09/01/2006 - 08/27/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)
DC
01/03/2003 - 09/13/2006
OPPENHEIMER & CO. INC. (WASHINGTON DC)
NY
04/11/2000 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
IA
Issued 8/23/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/9/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/6/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/20/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/8/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 4/6/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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