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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Griffith is a financial advisor with Ameriprise Financial Services, LLC. Brian is an active advisor in the broker-dealer and investment advisor industries. Brian has worked in the financial industry since October 18, 1984. Brian has a background with Ameriprise Financial Services, LLC and LPL Financial LLC. Brian is a Certified Financial Planner and has passed the Series 6, 7, 22, 24, 63, and 65 exams as well as the SIE exam. Brian specializes in financial planning, pension consulting, asset allocation services, and portfolio management for individuals and businesses. Brian is registered in Alaska, Arizona, California, Florida, Iowa, Oregon, Rhode Island, and Washington as an Investment Advisor Representative. Brian is also registered in California, Florida, and Washington as a Broker-Dealer Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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07/20/2020 - Present
Ameriprise Financial Services, LLC (Medford OR)
OR
06/06/2001 - 04/11/2017
LPL FINANCIAL LLC (MEDFORD OR)
NY
10/19/1984 - 06/07/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 03/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/11/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/27/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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