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Brian Edward Yacks

Southeast Investments, N.c., Inc.

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About Brian Edward Yacks

Brian Edward Yacks is a registered representative with Southeast Investments, N.c., Inc. Brian has been in the securities industry since November 27, 1979. Brian is licensed to provide investment advice in Florida and Michigan. Brian also holds the Series 63, Series 6TO, SIE, and Series 1 licenses. Brian's firm, Southeast Investments, N.c., Inc., is a broker-dealer that offers investment products on a commission basis.

Firm Information

Brian Yacks is currently registered with Southeast Investments, N.c., Inc.. Southeast Investments, N.c., Inc. is a Corporation that was formed on December 6, 1996. They are a registered investment advisor with the SEC and all 51 states. They provide financial planning, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. They also offer wrap fee program participation.

Not reported

Assets Under Management

Not reported

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Offer products as a b/d on a commission basis

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Brian Yacks’s Registration & Firm History

NC

08/17/2007 - Present

Southeast Investments, N.c., Inc. (CHARLOTTE NC)

MI

10/20/1980 - 08/23/2007

AXA ADVISORS, LLC (CLINTON TWP MI)

NY

11/28/1979 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/06/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/1979

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Brian Edward Yacks. Review regulatory record here.
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