Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Sweeney is a financial professional with over 20 years of experience in the financial services industry. Brian is a registered representative with Southeast Investments, N.c., Inc., and is a member of FINRA. Brian has a Series 7, Series 31, and Series 63 licenses. Brian specializes in providing financial planning and portfolio management services to individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Offer products as a b/d on a commission basis
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2
NC
12/20/2017 - Present
Southeast Investments, N.c., Inc. (CHARLOTTE NC)
NY
07/22/2014 - 12/31/2015
FORTUNE FINANCIAL SERVICES, INC. (Staten Island NY)
CA
10/01/2009 - 08/03/2012
SCF SECURITIES, INC. (SAN DIEGO CA)
PA
12/13/2006 - 10/08/2007
FORTUNE FINANCIAL SERVICES, INC. (MONACA PA)
MA
08/18/2000 - 12/20/2006
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
GA
04/06/1999 - 08/21/2000
MIDSOUTH CAPITAL, INC. (ATLANTA GA)
GA
04/30/1998 - 11/10/1998
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
NY
07/01/1997 - 01/28/1998
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NJ
02/05/1996 - 09/25/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NY
11/04/1996 - 11/26/1996
FIRST REPUBLIC GROUP, LLC (NEW YORK NY)
NY
07/06/1995 - 01/04/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 07/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 07/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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