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Brian Edward Steckler

Broadridge Business Process Outsourcing, LLC

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About Brian Edward Steckler

Brian Steckler is a financial advisor registered with Broadridge Business Process Outsourcing, LLC in Edgewood, NY. Brian has been in the financial services industry for over 25 years and is a Series 7, Series 63, and SIE licensed professional. Brian’s career in the financial services industry began with Dean Witter Reynolds Inc., where he spent five years, then moving on to National Investor Services Corp. in Bellevue, NE. Brian also has experience with TD Ameritrade, Inc., Ridge Clearing & Outsourcing Solutions, Inc., and most recently with Penson Financial Services, Inc.. Brian has been with Broadridge Business Process Outsourcing, LLC since 2013.

Firm Information

Brian Steckler is currently registered with Broadridge Business Process Outsourcing, LLC. Broadridge Business Process Outsourcing, LLC is a Limited Liability Company formed in 2001-04-06. The firm is registered in California, Colorado, Illinois, New Jersey, New York, and Texas. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

109

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Steckler’s Registration & Firm History

NY

01/11/2013 - Present

Broadridge Business Process Outsourcing, LLC (Edgewood NY)

TX

06/22/2010 - 06/25/2012

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

NY

10/09/2007 - 06/01/2012

RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. (LAKE SUCCESS NY)

NY

05/12/2004 - 04/19/2007

TD AMERITRADE, INC. (NEW YORK NY)

NE

04/01/1998 - 04/21/2006

NATIONAL INVESTOR SERVICES CORP. (BELLEVUE NE)

NY

05/21/1996 - 12/07/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 06/05/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Edward Steckler.
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