Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Shiels is a financial advisor with Southstate|duncanwilliams Securities Corp. in Rockwall, TX. Brian has been in the industry since March 2015. Previously, Brian worked at THE BAKER GROUP, LP and STEPHENS. Brian is a registered representative in Arkansas, Georgia, Oklahoma, Tennessee and Texas. Brian holds the SIE, Series 50, Series 52 and Series 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/07/2023 - Present
Southstate|duncanwilliams Securities Corp. (Rockwall TX)
TX
04/17/2020 - 08/29/2023
THE BAKER GROUP, LP (Dallas TX)
TX
03/02/2015 - 04/03/2020
STEPHENS (DALLAS TX)
BC
Issued 12/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 03/02/2015
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Shiels is the right advisor for you? Invested Better is here to help.
