Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Edward Schmitz is a financial advisor with over 35 years of experience in the industry. Brian is currently registered with LPL Financial LLC and has been in the industry since October 24, 1986. Brian has held previous positions with BMO Harris Financial Advisors, Inc., HarrisDirect LLC, Wachovia Securities, LLC, Principal Financial Securities, Inc., Hamilton Investments, Inc., WestoK Securities, Inc., The Stuart-James Company, Incorporated, and Blinder, Robinson & Co., Inc. Brian's expertise lies in providing investment advice to individuals, businesses, and retirement plans. Brian holds Series 7, 24, 63, and 65 licenses, along with a SIE designation. Brian is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/26/2021 - Present
LPL Financial LLC (AURORA IL)
IL
12/14/2005 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (NAPERVILLE IL)
NJ
06/02/2003 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
MO
05/11/1998 - 06/05/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
TX
02/08/1995 - 05/11/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NA
03/16/1991 - 02/06/1995
HAMILTON INVESTMENTS, INC.
NA
06/12/1990 - 10/24/1990
WESTOK SECURITIES, INC.
CO
09/20/1988 - 05/10/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
NA
04/23/1986 - 09/09/1988
BLINDER, ROBINSON & CO., INC.
IA
Issued 06/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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