Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Edward Morales is a financial advisor with over 30 years of experience in the industry. Brian is registered with Wells Fargo Clearing Services, LLC, and has a strong track record of providing personalized financial advice to individuals, families, and businesses. Brian has worked with a variety of clients, including high-net-worth individuals, families, and businesses. Prior to joining Wells Fargo Clearing Services, LLC, Brian was a financial advisor at UBS Financial Services Inc. where he worked from 1997 until 2006.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
DC
06/17/2021 - Present
Wells Fargo Clearing Services, LLC (WASHINGTON DC)
DC
10/27/1997 - 08/07/2006
UBS FINANCIAL SERVICES INC. (WASHINGTON DC)
OH
01/10/1997 - 07/10/1997
MFI INVESTMENTS CORP. (BRYAN OH)
MD
07/07/1995 - 01/09/1997
THE ADVISORS GROUP, INC. (BETHESDA MD)
WA
12/08/1993 - 06/27/1995
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
MN
06/10/1991 - 09/13/1993
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 03/29/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/1994
Series 24 - General Securities Principal Examination
BC
Issued 08/12/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1994
Series 7 - General Securities Representative Examination
BC
Issued 06/07/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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