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Brian Edward McGough

B. C. Ziegler AND Co.

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About Brian Edward McGough

Brian McGough is a financial advisor with B. C. Ziegler AND Co. located in Chicago, Illinois. Brian has been in the financial services industry since 1998. Brian holds the Series 7, Series 52, Series 53, and Series 79 securities licenses as well as the SIE. Brian is registered with the states of Alaska, Illinois, Ohio, and Wisconsin. Previously, Brian worked at U.S. Bancorp Investments, Inc., BMO Capital Markets GKST Inc., Fifth Third Securities, Inc., RBC Dain Rauscher Inc., Banc One Capital Markets, Inc., and J.P. Morgan Securities Inc.

Firm Information

Brian McGough is currently registered with B. C. Ziegler AND Co.. B. C. Ziegler AND Co. is a Corporation that was formed on February 12, 1920. The firm is registered in 52 states and has been approved for SEC registration. They offer a variety of services to a diverse client base, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The firm has disclosed 7 Regulatory Events, 2 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian McGough’s Registration & Firm History

IL

12/08/2017 - Present

B. C. Ziegler AND Co. (CHICAGO IL)

IL

04/08/2011 - 10/20/2017

U.S. BANCORP INVESTMENTS, INC. (CHICAGO IL)

IL

12/16/2008 - 12/15/2010

BMO CAPITAL MARKETS GKST INC. (CHICAGO IL)

IL

07/20/2007 - 12/19/2008

FIFTH THIRD SECURITIES, INC. (CHICAGO IL)

IL

06/04/2003 - 12/14/2006

RBC DAIN RAUSCHER INC. (CHICAGO IL)

IL

09/21/1998 - 05/06/2003

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

NY

01/28/1997 - 09/22/1998

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/11/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/16/1999

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 12/13/2018

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Edward McGough.
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