Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Edward Marsh has been in the financial services industry since June 1, 1992. Currently, Brian is registered with Nationwide Investment Services Corp. in Columbus, Ohio. Prior to that, Brian was registered with Citigroup Global Markets Inc. and several other firms in various locations around the country. Brian is licensed in Arizona and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
09/27/2007 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
CA
05/29/2007 - 10/04/2007
CITIGROUP GLOBAL MARKETS INC. (CORONA CA)
CT
09/24/2007 - 09/24/2007
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CA
06/07/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (CORONA CA)
CA
11/11/2003 - 06/07/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MA
03/21/1997 - 11/14/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/21/1997 - 11/14/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MD
09/14/1995 - 11/04/1996
THE ADVISORS GROUP, INC. (BETHESDA MD)
NY
06/02/1993 - 09/18/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
06/02/1993 - 09/18/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
CO
03/11/1993 - 05/18/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
NA
01/29/1993 - 02/17/1993
CC&Q INVESTORS DIVERSIFIED, INC.
MA
09/10/1991 - 10/15/1991
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
09/10/1991 - 10/15/1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
10/27/1989 - 02/13/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
02/14/1989 - 04/08/1989
J. W. GANT & ASSOCIATES, INC.
NA
06/21/1988 - 01/18/1989
BLINDER, ROBINSON & CO., INC.
BC
Issued 02/23/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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