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Brian Edward Kraus

Hartford Funds

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About Brian Edward Kraus

Brian Kraus is a financial advisor who has been in the financial industry since 2002. Brian is currently a registered representative with Hartford Funds in Wayne, PA. Brian's previous firms include Pershing LLC, Rydex Distributors, Inc., Aquarius Fund Distributors, LLC, Citigroup Global Markets Inc., Sanford C. Bernstein & Co., LLC and Waddell & Reed, Inc. Brian holds the Series 66, Series 7, Series 24 and SIE securities licenses. Brian also holds the Chartered Financial Analyst designation. Brian is currently registered with the state of Pennsylvania as an Investment Advisor Representative.

Firm Information

Brian Kraus is currently registered with Hartford Funds. Hartford Funds is a registered investment advisor based in WAYNE, PA. They manage a total of $128.8 billion in assets for clients such as investment companies, pooled investment vehicles, and state or municipal government entities. They provide portfolio management services for investment companies and pooled investment vehicles, as well as selection of other advisors. They also offer investment advice to states in connection with 529 plans and model recommendations.
Hartford Funds

690 LEE ROAD

WAYNE, PA 19087

$128.83B

Assets Under Management

4

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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registrant provides investment advice to states in connection with 529 plans and model recommendations

Registrant provides investment advice to states in connection with 529 plans and model recommendations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees related to 529 plans and model recommendations.

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Brian Kraus’s Registration & Firm History

PA

03/16/2015 - Present

Hartford Funds (WAYNE PA)

PA

04/20/2006 - 03/17/2015

PERSHING LLC (KING OF PRUSSIA PA)

MD

01/05/2006 - 04/10/2006

RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)

NE

07/28/2004 - 12/31/2005

AQUARIUS FUND DISTRIBUTORS, LLC (ELKHORN NE)

NY

08/20/2002 - 05/06/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

02/19/2002 - 07/01/2002

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

KS

04/25/2001 - 10/16/2001

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

BOTH

Issued 06/01/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/19/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/24/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Edward Kraus.
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