Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Herald is a registered representative with Robert W. Baird & Co. Inc., based in Milwaukee, WI. Brian is a highly experienced financial professional with a broad range of expertise, including securities, options, municipal finance, and operations. Brian has been in the financial industry since 2011 and holds a number of securities licenses, including Series 7, 9, 10, 24, 27, 31, 52TO, 53, 66, and 99TO. Brian provides a variety of financial services to individuals and businesses, including portfolio management, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
12/14/2011 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
BOTH
Issued 12/13/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/24/2017
Series 4 - Registered Options Principal Examination
BC
Issued 01/10/2014
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/13/2012
Series 24 - General Securities Principal Examination
BC
Issued 09/17/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/16/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/15/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 05/24/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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