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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Edward Hale is a financial advisor who has been in the industry since March 2004. Brian is currently registered with LPL Financial LLC in Dana Point, California. Previously, Brian worked for Waddell & Reed, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Brian is licensed to conduct business in several states, including California, Idaho, Nevada, and Oregon. Brian holds several industry credentials, including Series 7, 31, and 63 licenses. He is also a Series 65 licensed investment advisor representative. Brian's areas of expertise include life insurance, long-term care insurance, health insurance, and investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/11/2023 - Present
LPL Financial LLC (DANA POINT CA)
CA
01/19/2012 - 08/15/2017
WADDELL & REED (SAN MATEO CA)
CA
06/01/2009 - 02/06/2012
MORGAN STANLEY SMITH BARNEY (FRESNO CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FRESNO CA)
CA
03/03/2004 - 04/02/2007
MORGAN STANLEY DW INC. (FRESNO CA)
IA
Issued 06/15/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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