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Brian Edward Gates

Truist Advisory Services, Inc.

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About Brian Edward Gates

Brian Gates is a financial advisor with Truist Advisory Services, Inc. Brian has been in the industry since December 1998. Brian is registered with FINRA, and has offices in Richmond, Virginia. Brian is a Certified Financial Planner™ professional. Brian holds several licenses, including Series 7, Series 26, and Series 63. Brian has also passed the SIE exam, and the Series 65 exam.

Firm Information

Brian Gates is currently registered with Truist Advisory Services, Inc.. Truist Advisory Services, Inc. is an investment advisor registered with the SEC. They provide financial planning, portfolio management for individuals and businesses, publication of periodicals, selection of other advisors, and wrap fee products and financial profiling services. Their main office is located in Atlanta, GA and they have approximately 2,079 investment advisor representatives and 1,756 licensed agents. They manage over $61 billion in assets for individuals, high-net-worth individuals, corporations, and other clients.
Truist Advisory Services, Inc.

303 PEACHTREE CENTER AVENUE,

ATLANTA, GA 30303

$61.37B

Assets Under Management

560

Total Clients

1,881

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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wrap fee product and financial profiling services using desktop software

Wrap fee product and financial profiling services using desktop software

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Gates’s Registration & Firm History

VA

09/19/2016 - Present

Truist Advisory Services, Inc. (RICHMOND VA)

VA

12/07/1998 - 09/07/2006

H&R BLOCK FINANCIAL ADVISORS, INC. (GLEN ALLEN VA)

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Licenses & Designations

IA

Issued 08/29/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/11/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/30/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/1999

Series 7 - General Securities Representative Examination

BC

Issued 12/02/1998

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Brian Edward Gates. Review regulatory record here.
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