Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Gaine is a registered representative with MML Investors Services, LLC. Brian is a licensed agent with over 28 years of experience in the securities industry. Brian has been a licensed agent since 1993 and is a registered representative with MML Investors Services, LLC since 2009. Brian has held previous registrations with a number of firms including Northwestern Mutual Investment Services, LLC, Robert W. Baird & Co. Incorporated, Domestic Securities, Inc., HMS Securities Inc., All-Tech Investment Group, Inc., Thomas James Associates, Inc., and Reich & Co., Inc. Brian offers a range of financial services including financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/14/2021 - Present
MML Investors Services, LLC (HOPEWELL JUNCTION NY)
NY
09/18/1995 - 10/30/2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WHITE PLAINS NY)
WI
09/18/1995 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NJ
11/01/1994 - 02/06/1995
DOMESTIC SECURITIES, INC. (MONTVALE NJ)
NJ
05/10/1994 - 07/26/1994
HMS SECURITIES INC. (MONTVALE NJ)
NJ
09/24/1993 - 04/19/1994
ALL-TECH INVESTMENT GROUP, INC. (MONTVALE NJ)
NY
04/05/1993 - 10/14/1993
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NA
12/01/1992 - 03/23/1993
REICH & CO., INC.
NA
07/16/1992 - 12/01/1992
REICH & CO., INC.
BC
Issued 08/31/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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