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Brian Edward Gaffney

Stonehaven, LLC

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About Brian Edward Gaffney

Brian Gaffney is a financial professional with experience in the financial services industry. Brian is currently registered with Stonehaven, LLC, which is located in New York, NY. Brian has passed several industry exams including the Series 7, Series 82, Series 24, and the SIE exam. Brian holds a current FINRA registration and is an active BC-registered representative.

Firm Information

Brian Gaffney is currently registered with Stonehaven, LLC. Stonehaven, LLC is a Limited Liability Company formed in October 2001 and is registered in all 50 states and the District of Columbia. They have one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Gaffney’s Registration & Firm History

NY

03/03/2023 - Present

Stonehaven, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/28/2023

Series 24 - General Securities Principal Examination

BC

Issued 02/14/2024

Series 7TO - General Securities Representative Examination

BC

Issued 03/03/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 02/17/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Edward Gaffney.
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