Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Campbell is a financial professional with over 25 years of experience in the industry. Brian is registered with Wells Fargo Clearing Services, LLC and holds a series of licenses, including Series 7, 24, 63, 65 and 66. Brian offers a wide range of financial services to individuals and businesses, including portfolio management, financial planning, investment consulting and selection of other advisors. Brian was previously registered with Morgan Stanley, BNY Mellon Securities LLC, Pershing LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/13/2017 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
08/16/2013 - 01/28/2015
MORGAN STANLEY (NEW YORK NY)
NJ
06/10/2009 - 07/28/2009
BNY MELLON SECURITIES LLC (JERSEY CITY NJ)
NJ
08/31/1999 - 07/10/2007
PERSHING LLC (JERSEY CITY NJ)
NY
09/07/1995 - 07/19/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/23/1986 - 04/18/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 09/14/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/25/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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