Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Bishop is a financial professional with over 10 years of experience in the industry. Brian is currently registered with Smbc Nikko Securities America, Inc. in New York, NY. Brian previously worked at NatWest Markets Securities Inc. in Stamford, CT. Brian has passed the Securities Industry Essentials Examination and the Operations Professional Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/05/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
CT
09/07/2012 - 12/16/2022
NATWEST MARKETS SECURITIES INC. (STAMFORD CT)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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