Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Aukes is an active financial advisor with Brokers International Financial Services, LLC. Brian has been in the financial industry since March 13, 1996, and is registered with the state of Iowa as a registered representative. Previously, Brian was affiliated with ING Financial Partners, Inc. and Piper Jaffray & Co. Brian's experience includes working with a variety of clients, including individuals, businesses, and charitable organizations. Brian is also a licensed pilot, owning and operating HalfFastAd Ventures LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets managed by third-party advisor firms
1
2
IA
12/02/2013 - Present
Brokers International Financial Services, LLC (URBANDALE IA)
IA
06/19/2006 - 12/02/2013
ING FINANCIAL PARTNERS, INC. (DES MOINES IA)
IA
04/12/2001 - 07/05/2006
PIPER JAFFRAY & CO. (WEST DES MOINES IA)
MI
03/14/1996 - 04/25/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 01/24/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/26/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/01/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/20/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/13/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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