Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian McNulty is a financial professional with over 40 years of experience in the industry. Brian is currently registered with Cetera Investment Advisers LLC and holds registrations in both California and Texas. Brian has been registered with several firms over the years, including Securian Financial Services, Inc., Woodbury Financial Services, Inc., and Capital Analysts, Incorporated. Brian has earned several professional designations, including Chartered Financial Consultant, and has passed numerous industry exams, including Series 63, Series 24, Series 6TO, SIE, Series 7, and Series 1. Brian has been providing financial advice to individuals, corporations, charitable organizations, and pension and profit-sharing plans for many years. Brian's specialties include financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/10/2023 - Present
Cetera Investment Advisers LLC (NEWPORT BEACH CA)
CA
01/12/2009 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (NEWPORT BEACH CA)
CA
08/27/2007 - 12/23/2008
WOODBURY FINANCIAL SERVICES, INC. (THOUSAND OAKS CA)
CA
12/15/2005 - 08/27/2007
CAPITAL ANALYSTS, INCORPORATED (WOODLAND HILLS CA)
IN
03/24/2000 - 11/17/2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IN
06/01/1998 - 11/17/2005
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
PA
02/23/1989 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
NA
07/15/1985 - 12/06/1988
CAPITAL ANALYSTS, INCORPORATED
NA
03/25/1980 - 11/01/1985
CIGNA SECURITIES, INC.
BC
Issued 05/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 03/17/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Brian McNulty is the right advisor for you? Invested Better is here to help.
