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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Keefe is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., located in New Canaan, CT. Brian is a seasoned professional with over 24 years of experience in the financial services industry, holding registrations in 47 states. Brian has a broad range of experience and holds licenses in both securities and investment advisory, specializing in providing investment advisory services for high-net-worth individuals, corporations, and pension and profit sharing plans. Brian Keefe's primary business is focused on providing investment advice and portfolio management for businesses and individuals, Brian has a proven track record of success and is dedicated to providing clients with exceptional service. Brian Keefe is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
07/28/2004 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW CANAAN CT)
BOTH
Issued 03/20/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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