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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Soistmann is a financial advisor with Fidelity Personal and Workplace Advisors. Brian has been in the financial services industry since 1999. Brian has experience in providing financial planning, portfolio management, and educational seminars to clients. Brian holds Series 7, 9, 10, 63, 65, and 66 licenses. Brian is also a registered investment advisor in Virginia and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
10/25/2023 - Present
Fidelity Personal AND Workplace Advisors (MIDLOTHIAN VA)
NJ
04/14/2010 - 04/25/2011
CHARLES SCHWAB & CO., INC. (MOORESTOWN NJ)
NJ
06/24/2005 - 04/09/2009
LPL FINANCIAL CORPORATION (EGG HARBOR TWP NJ)
MO
03/17/2004 - 06/24/2005
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
08/14/2003 - 03/18/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
07/21/1999 - 08/13/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
12/11/1996 - 07/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/18/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/10/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/10/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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