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Brian Earl Smith

Vanguard Advisers, Inc.

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About Brian Earl Smith

Brian Earl Smith is a financial advisor with Vanguard Advisers, Inc. Brian has been in the financial services industry since July 2006. Brian has worked for Ameriprise Financial Services, LLC, Wythe County Public Schools, Smith & Associates and The Vanguard Group, Inc.. Brian is registered with the states of Arizona, North Carolina and Texas as well as FINRA. Brian offers financial planning, selection of other advisers, portfolio management for businesses and portfolio management for individuals.

Firm Information

Brian Smith is currently registered with Vanguard Advisers, Inc.. Vanguard Advisers, Inc. is a registered investment advisor headquartered in Malvern, Pennsylvania. With a focus on portfolio management for individuals, businesses, and pooled investment vehicles, the firm offers comprehensive financial planning services and specializes in selecting other advisors. Vanguard Advisers manages over $333 billion in assets for clients, including high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. The firm has a strong online presence, with active profiles on LinkedIn, Facebook, Instagram, YouTube, Reddit, and Twitter.
Vanguard Advisers, Inc.

100 VANGUARD BLVD

MALVERN, PA 19355

$333.07B

Assets Under Management

151,862

Total Clients

2,326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brian Smith’s Registration & Firm History

NC

07/07/2022 - Present

Vanguard Advisers, Inc. (Charlotte NC)

VA

09/21/2006 - 09/08/2020

AMERIPRISE FINANCIAL SERVICES, LLC (ROANOKE VA)

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Licenses & Designations

BOTH

Issued 10/13/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/20/2007

Series 4 - Registered Options Principal Examination

BC

Issued 12/21/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Earl Smith.
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