Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Wooten is a financial advisor at LPL Financial LLC. Brian has over 25 years of experience in the financial services industry. Brian is also a Certified Financial Planner™ professional. Brian helps individuals, families, and businesses achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VT
04/04/2023 - Present
LPL Financial LLC (BURLINGTON VT)
VT
12/20/2018 - 04/18/2023
CHARLES SCHWAB & CO., INC. (Burlington VT)
VT
07/31/2013 - 11/19/2018
LPL FINANCIAL LLC (MILTON VT)
VT
06/04/2008 - 07/30/2013
CCO INVESTMENT SERVICES CORP. (SHELBURNE VT)
VT
06/02/2005 - 04/02/2008
CHITTENDEN SECURITIES, LLC. (SWANTON VT)
TX
02/17/2004 - 12/02/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MO
12/01/2003 - 02/04/2004
EDWARD JONES (ST. LOUIS MO)
TX
04/26/1996 - 11/14/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 06/23/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/24/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/12/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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