Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Powell is a financial professional with over 20 years of experience in the industry. Brian is currently registered with Wells Fargo Clearing Services, LLC. Brian has held previous roles at DEUTSCHE BANK SECURITIES INC. and DB ALEX. BROWN LLC. Brian is also a licensed Investment Advisor Representative. Brian holds the Series 7, Series 63, Series 65 and Series 66 licenses. Brian holds registrations in 24 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
DC
11/21/2016 - Present
Wells Fargo Clearing Services, LLC (WASHINGTON DC)
DC
01/13/2001 - 07/18/2016
DEUTSCHE BANK SECURITIES INC. (WASHINGTON DC)
MD
12/06/2000 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
IA
Issued 03/15/2017
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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