Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian O'Neil is a financial professional with over 25 years of experience in the industry. Brian has a strong track record of providing financial advice and guidance to a wide range of clients. Brian is currently registered with U.S. Bancorp Investments, Inc. and has previously been registered with J.P. Morgan Securities LLC, Triad Advisors, Inc., and TIAA-CREF Individual & Institutional Services, LLC. Brian holds a variety of licenses and certifications, including Series 7, 6, 63, and 66, and is a General Securities Principal. Brian is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CO
08/28/2023 - Present
U.s. Bancorp Investments, Inc. (Denver CO)
CO
07/08/2020 - 01/13/2023
J.P. MORGAN SECURITIES LLC (Denver CO)
CO
10/01/2014 - 10/27/2015
TRIAD ADVISORS, INC. (GREENWOOD VILLAGE CO)
CO
03/13/1995 - 08/15/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
BC
Issued 07/03/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/28/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/2013
Series 24 - General Securities Principal Examination
BC
Issued 09/14/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/02/2020
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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