Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Layton is a registered representative with Raymond James & Associates, Inc. located in St. Petersburg, FL. Brian has over 10 years of experience in the financial services industry. Brian holds Series 7, 31, 66, SIE and Series 99TO licenses. Brian has previously worked at Dynasty Securities, LLC, Neuberger Berman BD LLC and Sanford C. Bernstein & Co., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/20/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
11/11/2019 - 08/31/2021
DYNASTY SECURITIES, LLC (Saint Petersburg FL)
MA
10/25/2012 - 12/15/2017
NEUBERGER BERMAN BD LLC (BOSTON MA)
MA
07/04/2007 - 11/08/2012
SANFORD C. BERNSTEIN & CO., LLC (BOSTON MA)
BOTH
Issued 07/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/15/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 07/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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