Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Gavelek is a financial professional with over 25 years of experience in the industry. Brian is currently registered with Charles Schwab & Co., Inc. in Phoenix, AZ. Brian has previously worked at OptionsXpress, Inc., Sunpoint Securities, Inc., and Barron Chase Securities, Inc. Brian holds multiple FINRA licenses including Series 7, 9, 10, 55, 57, and 99, and also has passed the SIE exam. Brian has a wide range of experience in the financial services industry, including securities trading and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
06/25/1997 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
04/15/2016 - 11/14/2017
OPTIONSXPRESS, INC. (PHOENIX AZ)
TX
09/18/1996 - 10/31/1996
SUNPOINT SECURITIES, INC. (LONGVIEW TX)
FL
08/02/1996 - 08/21/1996
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
BC
Issued 08/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/07/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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