Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian E Brennan is a financial advisor with over 25 years of experience in the industry. Brian is currently registered with Citigroup Global Markets Inc. Brian has held previous positions at several other firms, including National Securities Corporation, JHS Capital Advisors, LLC, Paulson Investment Company, Inc., Wachovia Securities, LLC and Morgan Stanley DW Inc. Brian's professional experience includes a broad range of financial services. Brian holds several licenses and certifications, including the Series 63, Series 65, Series 7 and Series 31 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/08/2022 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
06/04/2015 - 12/04/2017
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
FL
04/03/2012 - 06/04/2015
JHS CAPITAL ADVISORS, LLC (TAMPA FL)
NY
01/10/2005 - 04/11/2012
PAULSON INVESTMENT COMPANY, INC. (NEW YORK NY)
MO
01/03/2005 - 01/13/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
04/12/2001 - 12/13/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/04/1997 - 04/20/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 03/08/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 06/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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