Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Gallary is a financial professional with over 25 years of experience in the financial services industry. Brian is currently registered with First Trust Portfolios LP and is located in Wheaton, Illinois. Brian has a strong background in investments and has held positions at several prominent financial institutions including Vanguard Marketing Corporation and Sanford C. Bernstein & Co., LLC. Brian's expertise includes a wide range of financial products and services, including securities, futures, and investment company products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/05/2015 - Present
First Trust Portfolios LP (WHEATON IL)
PA
02/03/2012 - 01/07/2015
VANGUARD MARKETING CORPORATION (MALVERN PA)
PA
05/11/2010 - 06/17/2011
SANFORD C. BERNSTEIN & CO., LLC (PHILADELPHIA PA)
TN
05/08/2008 - 04/28/2010
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
PA
12/07/2000 - 05/22/2008
SANFORD C. BERNSTEIN & CO., LLC (PHILADELPHIA PA)
NY
04/01/1999 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
MA
05/16/1995 - 01/28/1999
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
ME
06/26/1992 - 04/21/1995
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
IA
Issued 06/03/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2012
Series 24 - General Securities Principal Examination
BC
Issued 07/07/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/23/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 01/20/1994
Series 7 - General Securities Representative Examination
BC
Issued 06/25/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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