Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Dunn is a financial professional with over 20 years of experience in the industry. Brian is currently registered with Mercury Investment Services LLC. Brian has held previous registrations with GROWTH CAPITAL SERVICES, INC. and PROGRESSIVE ASSET MANAGEMENT, INC.. Brian holds several licenses including Series 7, Series 24, Series 27, Series 39, Series 63, and Series 65. Brian is also a SIE Exam graduate.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/14/2024 - Present
Mercury Investment Services LLC (SAN FRANCISCO CA)
DE
06/04/2003 - 03/14/2022
GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)
CA
08/29/2002 - 01/15/2003
PROGRESSIVE ASSET MANAGEMENT, INC. (SAN RAFAEL CA)
IA
Issued 08/09/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 03/29/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/14/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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