Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Williams is a registered representative with Great Point Capital LLC in AUSTIN, TX. Brian has been in the securities industry since 2007. Brian holds licenses for Series 7, Series 55, Series 63, Series 57TO and SIE exams. Brian also holds a state registration in Texas. Brian has previously worked with Great Point Capital LLC and ASSENT LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/19/2019 - Present
Great Point Capital LLC (AUSTIN TX)
TX
07/16/2010 - 01/27/2015
GREAT POINT CAPITAL LLC (AUSTIN TX)
TX
10/24/2007 - 07/26/2010
ASSENT LLC (AUSTIN TX)
TX
07/08/2003 - 09/11/2004
ZONE TRADING PARTNERS, LLC (AUSTIN TX)
BC
Issued 07/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2019
Series 57TO - Securities Trader Exam
BC
Issued 06/21/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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