Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Douglas Upton is a financial advisor registered with Raymond James Financial Services Advisors, Inc.. Brian has been in the financial industry since August 2010. Brian's office is located in Chillicothe, Missouri. The firm provides services to individuals, corporations and other businesses, charitable organizations, insurance companies, pension and profit-sharing plans, state or municipal government entities, banking or thrift institutions, and high-net-worth individuals. Brian has passed the Uniform Combined State Law Examination, General Securities Representative Examination, and Securities Industry Essentials Examination. The firm's regulatory assets under management are over $344 billion, including over $148 billion in discretionary accounts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MO
09/01/2010 - Present
Raymond James Financial Services Advisors, Inc. (CHILLICOTHE MO)
BOTH
Issued 08/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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