Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Self is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Brian has been in the securities industry for over 14 years. Brian holds Series 7, 24, 51, and 66 licenses and is registered in several states. Brian specializes in providing portfolio management services to individuals, businesses, and institutions. Brian also provides financial planning services, including retirement planning, investment planning, and estate planning. Brian has a strong understanding of the financial markets and a commitment to providing clients with personalized investment advice. In addition to his work at Merrill Lynch, Pierce, Fenner & Smith Inc., Brian is also active in his community, serving as Vice President of a networking group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/18/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BAKERSFIELD CA)
CA
02/18/2014 - 07/21/2022
PRINCIPAL SECURITIES, INC. (BAKERSFIELD CA)
CA
01/11/2011 - 02/18/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BAKERSFIELD CA)
CA
06/15/2009 - 12/01/2010
EDWARD JONES (BAKERSFIELD CA)
CA
01/01/2008 - 05/13/2009
UBS FINANCIAL SERVICES INC. (BAKERSFIELD CA)
BOTH
Issued 01/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/2016
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/22/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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