Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Douglas Roach is a financial advisor with Fidelity Distributors Co. LLC, specializing in investment services. Brian has been in the financial services industry since November 29, 1997. Brian holds a Series 6, 7, and 63 license, as well as the SIE exam. Brian is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to provide investment advice in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
01/12/2007 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
MA
10/09/1997 - 11/20/2006
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 10/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2009
Series 7 - General Securities Representative Examination
BC
Issued 10/08/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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