Unclaimed
Brian Prettyman is a financial professional with over 16 years of experience in the industry. Brian currently works at PNC Capital Markets LLC and has been with them since 2009. Previously, Brian worked at NatCity Investments, Inc. in Cleveland, OH. Brian is a registered representative with FINRA, and holds Series 7, 63, 79TO and 52TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
11/18/2009 - Present
PNC Capital Markets LLC (PITTSBURGH PA)
OH
05/03/2006 - 04/09/2009
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
BC
Issued 08/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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