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Brian Douglas Prettyman

PNC Capital Markets LLC

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About Brian Douglas Prettyman

Brian Prettyman is a financial professional with over 16 years of experience in the industry. Brian currently works at PNC Capital Markets LLC and has been with them since 2009. Previously, Brian worked at NatCity Investments, Inc. in Cleveland, OH. Brian is a registered representative with FINRA, and holds Series 7, 63, 79TO and 52TO licenses.

Firm Information

Brian Prettyman is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Prettyman’s Registration & Firm History

PA

11/18/2009 - Present

PNC Capital Markets LLC (PITTSBURGH PA)

OH

05/03/2006 - 04/09/2009

NATCITY INVESTMENTS, INC. (CLEVELAND OH)

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Licenses & Designations

BC

Issued 08/05/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Douglas Prettyman.
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