Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Douglas Phillips is a financial advisor registered with LPL Financial LLC. Brian has been in the industry since 1998 and is licensed to provide financial advice in Ohio, Indiana, Maryland, Missouri, North Carolina and Texas. He is also registered with the Securities Industry and Financial Markets Association (FINRA) as a Registered Representative and has passed the Series 6, Series 63 and SIE exams. Brian provides a variety of financial services to individuals, businesses and retirement plans. These services include financial planning, portfolio management, and educational seminars. Brian has a strong commitment to his clients and is dedicated to providing them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
02/03/2021 - Present
LPL Financial LLC (KENTON OH)
OH
12/08/1998 - 04/06/2006
INTERSECURITIES, INC. (BLUFFTON OH)
BC
Issued 01/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brian Phillips is the right advisor for you? Invested Better is here to help.
