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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Douglas Orton is a registered investment advisor representative with Corient. Brian has been in the industry since 1994 and holds Series 6, 7 and 63 licenses. Brian is an active Investment Advisor Representative (IAR) in Washington and Texas. Brian has experience working with individuals, high-net-worth individuals, corporations, charitable organizations, pension plans, insurance companies, and other trusts. The advisor provides portfolio management for individuals, businesses, pooled investment vehicles, and investment companies. Brian is also able to offer financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of assets under advisement
1
2
WA
02/21/2023 - Present
Corient (SEATTLE WA)
NJ
05/06/2002 - 10/15/2002
HARRIS INVESTOR SERVICES LLC (JERSEY CITY NJ)
MT
07/25/1997 - 11/19/2001
D.A. DAVIDSON & CO. (GREAT FALLS MT)
CA
08/24/1994 - 07/30/1997
WM FINANCIAL SERVICES, INC. (IRVINE CA)
WA
03/17/1994 - 08/03/1994
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
IA
Issued 05/05/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/1994
Series 7 - General Securities Representative Examination
BC
Issued 03/16/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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