Unclaimed
Brian Nevel is a financial professional with over 20 years of experience in the industry. Brian is currently registered with Commerz Markets LLC, where Brian has been employed since 2011. Prior to this, Brian was registered with DEPFA FIRST ALBANY SECURITIES, LLC and APEX PRYOR SECURITIES, A DIVISION OF RICE FINANCIAL PRODUCTS CO. Brian is licensed to offer securities in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/13/2011 - Present
Commerz Markets LLC (NEW YORK NY)
NY
07/16/2008 - 03/13/2009
DEPFA FIRST ALBANY SECURITIES, LLC (NEW YORK NY)
NY
09/18/1998 - 03/22/2007
APEX PRYOR SECURITIES, A DIVISION OF RICE FINANCIAL PRODUCTS CO (NEW YORK NY)
BC
Issued 01/27/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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