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Brian Douglas Hobby

Marex Capital Markets Inc.

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About Brian Douglas Hobby

Brian Hobby is a registered representative with Marex Capital Markets Inc., with more than 15 years of experience in the securities industry. Brian has a strong understanding of the financial markets and is committed to providing his clients with personalized service and investment advice. Brian holds the Series 63, Series 7 and SIE licenses. Brian has held previous positions with Interactive Brokers LLC, Interactive Brokers Corp. and Pershing LLC. Brian is registered in 31 states and the District of Columbia.

Firm Information

Brian Hobby is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Hobby’s Registration & Firm History

NJ

02/27/2015 - Present

Marex Capital Markets Inc. (Red Bank NJ)

CT

03/02/2010 - 12/31/2014

INTERACTIVE BROKERS LLC (GREENWICH CT)

NJ

08/07/2009 - 12/31/2014

INTERACTIVE BROKERS CORP. (JERSEY CITY NJ)

NJ

09/09/2005 - 07/14/2009

PERSHING LLC (JERSEY CITY NJ)

NJ

03/19/2004 - 09/09/2005

PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 05/25/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brian Douglas Hobby.
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