Unclaimed
Brian Hobby is a registered representative with Marex Capital Markets Inc., with more than 15 years of experience in the securities industry. Brian has a strong understanding of the financial markets and is committed to providing his clients with personalized service and investment advice. Brian holds the Series 63, Series 7 and SIE licenses. Brian has held previous positions with Interactive Brokers LLC, Interactive Brokers Corp. and Pershing LLC. Brian is registered in 31 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
02/27/2015 - Present
Marex Capital Markets Inc. (Red Bank NJ)
CT
03/02/2010 - 12/31/2014
INTERACTIVE BROKERS LLC (GREENWICH CT)
NJ
08/07/2009 - 12/31/2014
INTERACTIVE BROKERS CORP. (JERSEY CITY NJ)
NJ
09/09/2005 - 07/14/2009
PERSHING LLC (JERSEY CITY NJ)
NJ
03/19/2004 - 09/09/2005
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
BC
Issued 05/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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